75 certified Labor Condition Applications on file with the U.S. Department of Labor, FY2021–FY2026.
Since September 2025, DOL's Project Firewall opens H-1B investigations without waiting for a complaint. These checkpoints come from SMBC Nikko Securities America, Inc.'s own public LCA filings (FY2024–FY2026) — the same records an investigator pulls first.
Next end date: 2026-10-29. Employing an H-1B worker past the LCA end date without a new certified LCA is a strict-liability violation — the replacement LCA must be certified before the I-129 extension is filed.
Median offered wage is 0% above the DOL prevailing wage across 46 recent certified LCAs. Paying at the floor is lawful, but it invites the question of whether the wage level itself is right.
Each worksite needs its own 10-business-day LCA notice and a PAF record of that posting; a move to a new area of intended employment needs a new LCA before the worker starts there.
Level I is the entry-level prevailing-wage tier and the band DOL's Project Firewall reviews first for misclassification (senior duties filed at an entry-level wage). The national share is 17%.
No additional recruitment or non-displacement attestations apply.
Public DOL disclosure data can lag actual filings by a quarter. Descriptive only — not legal advice.
Yes — SMBC Nikko Securities America, Inc. sponsors H-1B workers, with 75 certified LCAs on file (FY2021–FY2026), including 18 in FY2026. The median certified salary is $126,260 (P25 $95,493, P75 $160,000). With a 47% transfer share, this employer actively accepts H-1B transfers. 100% of its certified filings meet or exceed the prevailing wage.
SMBC Nikko Securities America, Inc. H-1B sponsorship at a glance, from public U.S. DOL LCA disclosure data (FY2021–FY2026).
Certified LCAs are a prerequisite to H-1B petitions, not visa approvals; one LCA can cover multiple workers. Descriptive only — not legal advice.
The shaded band is the middle half of certified salaries (P25–P75); the bar spans the lowest to highest certified salary.
Levels I–IV are DOL prevailing-wage experience tiers; 50% of filings are senior-level (III–IV).
| Fiscal year | Certified | Denied | Withdrawn | Total |
|---|---|---|---|---|
| FY2021 | 10 | 0 | 0 | 10 |
| FY2022 | 8 | 0 | 2 | 10 |
| FY2023 | 10 | 0 | 3 | 13 |
| FY2024 | 11 | 0 | 2 | 13 |
| FY2025 | 18 | 0 | 1 | 19 |
| FY2026 | 18 | 0 | 0 | 18 |
Case dispositions from the U.S. DOL OFLC disclosure files. Withdrawn are LCAs that were certified and later withdrawn by the employer; they still count toward Total.
| Job title | Salary | Level | Location | Filed | Status |
|---|---|---|---|---|---|
Associate, SPCS Structuring I-200-26169-027543 | $148,678/yr | II | New York, NY | Jun 17, 2026 | Certified |
Associate, CLO Complex I-200-26167-021283 | $179,088/yr | II | New York, NY | Jun 16, 2026 | Certified |
Associate, SPCS Structuring I-200-26146-948578 | $118,248/yr | II | New York, NY | May 26, 2026 | Certified |
Analyst, Business I-200-26147-950783 | $74,402/yr | I | Jersey City, NJ | May 26, 2026 | Certified |
Analyst, Application Developer I-200-26145-945512 | $105,000/yr | I | New York, NY | May 24, 2026 | Certified |
Vice President, Data Engineer I-200-26132-897437 | $156,166/yr | IV | Charlotte, NC | May 12, 2026 | Certified |
Analysts, Business Systems I-200-26100-778052 | $79,456/yr | I | Jersey City, NJ | Apr 10, 2026 | Certified |
Analyst, Developer I-200-26098-770800 | $103,210/yr | I | New York, NY | Apr 08, 2026 | Certified |
Associate, CLO Complex I-200-26098-770719 | $118,248/yr | II | New York, NY | Apr 08, 2026 | Certified |
Analyst, Developer I-200-26098-770773 | $103,210/yr | I | New York, NY | Apr 08, 2026 | Certified |
Associate, Product Control I-200-26085-731036 | $77,152/yr | — | Jersey City, NJ | Mar 26, 2026 | Certified |
Associate, Data Engineer I-200-26085-731046 | $112,424/yr | II | Charlotte, NC | Mar 26, 2026 | Certified |
Associate, Databricks Automation I-200-26054-658071 | $81,765/yr | II | Charlotte, NC | Feb 23, 2026 | Certified |
Vice President, Application Developer I-200-26030-610229 | $154,669/yr | IV | Charlotte, NC | Jan 30, 2026 | Certified |
Associate, Developer I-200-26019-568932 | $135,000/yr | III | Charlotte, NC | Jan 19, 2026 | Certified |
Associate, Application Developer I-200-25349-482493 | $131,997/yr | II | New York, NY | Dec 15, 2025 | Certified |
Associate, Data Developer I-200-25338-457700 | $127,519/yr | — | Charlotte, NC | Dec 04, 2025 | Certified |
Vice President, Structured Finance Group I-200-25328-431729 | $179,088/yr | IV | New York, NY | Nov 24, 2025 | Certified |
Vice President, Business Analyst I-200-25232-256132 | $189,592/yr | IV | Jersey City, NJ | Aug 20, 2025 | Certified |
Vice President, Business Analyst I-200-25178-133668 | $170,373/yr | IV | Jersey City, NJ | Jun 27, 2025 | Certified |
Associate, Business Analyst I-200-25122-932286 | $100,547/yr | II | New York, NY | May 02, 2025 | Certified |
Associate, Structured Finance Group I-200-25119-917742 | $115,731/yr | II | New York, NY | Apr 29, 2025 | Certified |
Associate, Securitization I-200-25098-842872 | $176,571/yr | IV | New York, NY | Apr 08, 2025 | Certified |
Analyst, Product Control I-200-25084-800383 | $91,812/yr | — | Jersey City, NJ | Mar 25, 2025 | Certified |
Associate, Quantitative Strategists I-200-25066-754296 | $132,371/yr | III | New York, NY | Mar 07, 2025 | Certified |
Vice President, Dev Ops Engineer I-200-25066-757548 | $155,688/yr | IV | Charlotte, NC | Mar 07, 2025 | Certified |
Associate, Structured Finance Group I-200-25064-746563 | $5,822,232/yr | II | New York, NY | Mar 05, 2025 | Certified |
Analyst, Application Developer I-200-25063-740572 | $95,493/yr | I | New York, NY | Mar 04, 2025 | Certified |
Analyst - Application Developer I-200-25058-728795 | $95,493/yr | I | New York, NY | Feb 27, 2025 | Certified |
Analyst - Application Developer I-200-25058-729539 | $95,493/yr | I | New York, NY | Feb 27, 2025 | Certified |
Associate, Compliance Control Room I-200-25058-728373 | $106,350/yr | II | New York, NY | Feb 27, 2025 | Certified |
Analyst, Business Management I-200-25057-724600 | $82,763/yr | I | New York, NY | Feb 26, 2025 | Certified |
Associate, Project Manager I-200-24355-564628 | $90,002/yr | II | New York, NY | Dec 20, 2024 | Certified |
Associate, Structured Finance Group I-200-24353-552826 | $115,731/yr | II | New York, NY | Dec 17, 2024 | Certified |
Vice President, Senior Business Analyst I-200-24344-529068 | $171,000/yr | IV | New York, NY | Dec 09, 2024 | Certified |
Executive Director, Trader, Fixed Income I-200-24320-477387 | $300,000/yr | IV | New York, NY | Nov 15, 2024 | Certified, withdrawn |
Vice President, DevOps Engineer I-200-24319-476227 | $150,000/yr | III | Charlotte, NC | Nov 14, 2024 | Certified |
Analyst, Java Developer I-200-24256-334820 | $100,000/yr | — | Charlotte, NC | Sep 12, 2024 | Certified |
Analyst, Application Developer I-200-24252-322206 | $90,000/yr | — | Charlotte, NC | Sep 07, 2024 | Certified |
Director, Senior Project Manager I-200-24193-191442 | $190,000/yr | III | New York, NY | Jul 11, 2024 | Certified |
Vice President, Senior Project Manager I-200-24192-187907 | $160,000/yr | IV | New York, NY | Jul 10, 2024 | Certified |
Associate, Investment Banking I-200-24180-159535 | $220,000/yr | III | New York, NY | Jun 28, 2024 | Certified |
Associate, Product Control I-200-24137-005700 | $120,000/yr | II | Jersey City, NJ | May 16, 2024 | Certified |
Managing Director, Structured Finance Group I-200-24123-951125 | $350,000/yr | IV | New York, NY | May 02, 2024 | Certified, withdrawn |
Analyst, Fixed Income Sales & Trading Group I-200-24115-921534 | $100,000/yr | — | New York, NY | Apr 24, 2024 | Certified |
Director, Lead Developer I-200-24036-694838 | $225,000/yr | III | New York, NY | Feb 05, 2024 | Certified |
Associate, Application Developer I-200-23360-592225 | $125,000/yr | II | New York, NY | Dec 26, 2023 | Certified |
Analyst, Developer I-203-23313-491288 | $115,918/yr | II | New York, NY | Nov 09, 2023 | Certified |
Vice President, Senior Developer I-200-23289-433080 | $170,000/yr | IV | New York, NY | Oct 16, 2023 | Certified |
Vice President, Senior Global Fixed Income Investment I-200-23255-338508 | $220,000/yr | IV | New York, NY | Sep 12, 2023 | Certified |
Associate, Debt Capital Markets I-200-23228-268180 | $170,000/yr | III | New York, NY | Aug 16, 2023 | Certified |
Analyst, Product Control Analyst I-200-23209-224300 | $90,000/yr | — | New York, NY | Jul 28, 2023 | Certified |
Associate, Developer I-200-23209-224274 | $130,000/yr | II | New York, NY | Jul 28, 2023 | Certified |
Analyst, Business Planning Specialist I-200-23100-919276 | $76,960/yr | I | Jersey City, NJ | Apr 10, 2023 | Certified |
Associate, Structured Finance Group I-200-23086-878913 | $220,000/yr | IV | New York, NY | Mar 27, 2023 | Certified |
Vice President, Senior Business Analyst I-200-22307-568598 | $160,000/yr | IV | New York, NY | Nov 03, 2022 | Certified |
Vice President, Software Solutions Analyst I-200-22298-550011 | $170,000/yr | IV | New York, NY | Oct 25, 2022 | Certified |
Analyst, Product Control Specialist I-200-22216-398174 | $90,000/yr | — | New York, NY | Aug 04, 2022 | Certified |
Vice President, Senior Business Analyst I-200-22126-146467 | $150,000/yr | IV | New York, NY | May 06, 2022 | Certified |
Associate, Structured Finance Group I-200-22109-085785 | $150,000/yr | II | New York, NY | Apr 19, 2022 | Certified |
Equity Research Associate I-200-22066-957006 | $100,000/yr | II | New York, NY | Mar 07, 2022 | Certified |
Analyst, Developer I-203-22013-828573 | $110,000/yr | II | New York, NY | Jan 13, 2022 | Certified |
Vice President, Trader, Fixed Income I-200-21308-687609 | $170,000/yr | IV | New York, NY | Nov 04, 2021 | Certified |
Associate, Investment Banking I-200-21281-634662 | $160,000/yr | IV | New York, NY | Oct 08, 2021 | Certified |
Senior Financial Reporting Specialist I-200-21278-623926 | $110,000/yr | III | Jersey City, NJ | Oct 04, 2021 | Certified |
Associate, Investment Banking I-200-21245-562368 | $140,000/yr | III | New York, NY | Sep 02, 2021 | Certified |
Vice President, Senior Project Manager I-200-21217-505224 | $160,000/yr | IV | New York, NY | Aug 05, 2021 | Certified |
Analyst, Investment Banking I-200-21180-431729 | $85,000/yr | — | New York, NY | Jun 29, 2021 | Certified |
Associate, Senior Financial Reporting I-200-21173-419521 | $83,000/yr | II | Jersey City, NJ | Jun 22, 2021 | Certified |
Analyst, High Yield Capital Markets I-200-21159-379307 | $80,000/yr | — | New York, NY | Jun 08, 2021 | Certified |
VP, Information Technology Group I-200-21026-033517 | $160,000/yr | IV | New York, NY | Jan 26, 2021 | Certified |
Analyst, Debt Capital Markets I-200-20342-939703 | $80,000/yr | — | New York, NY | Dec 07, 2020 | Certified |
Associate, Investment Banking Group I-203-20060-363186 | $150,000/yr | II | New York, NY | Feb 28, 2020 | Certified, withdrawn |
One row per LCA case (its latest version), from U.S. DOL OFLC disclosure data. Salaries are the offered wage, converted to a yearly figure. Certified LCAs are not visa approvals.
Worker positions by LCA filing purpose, summed across FY2021–FY2026 disclosure records.
Most active filing months: Mar and Apr — useful for timing transfer conversations.
Attestations from the employer's own LCA filings (Form ETA-9035), as disclosed by the U.S. DOL.
3 states · 3 cities
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