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H-1B Sponsor Profile

UBS Financial Services Inc. — H-1B Visa Sponsorship Data

70 certified Labor Condition Applications on file with the U.S. Department of Labor, FY2021–FY2026.

Nashville, TNActive FY2021–FY2026Full-Time RolesNot H-1B Dependent
● Data current through FY2026 · sourced from U.S. DOL OFLC, updated quarterly
I work at UBS Financial Services Inc.See what a DOL auditor would ask about your filingsConsidering a job here?Salaries, transfers and where roles are based
Sponsors H-1B?
Yes
70 certified LCAs
FY2026 filings
18
most recent disclosure year
Median H-1B salary
$155,000
typical $100,800–$192,125
H-1B dependent?
No
per the employer's LCA attestation
Transfer share
9%
change-of-employer filings
Audit readiness Check another employer

1 item a DOL auditor would ask UBS Financial Services Inc. about

Since September 2025, DOL's Project Firewall opens H-1B investigations without waiting for a complaint. These checkpoints come from UBS Financial Services Inc.'s own public LCA filings (FY2024–FY2026) — the same records an investigator pulls first.

1 need attention0 to watch3 clear
Needs attention
12 worksites across 9 states

Each worksite needs its own 10-business-day LCA notice and a PAF record of that posting; a move to a new area of intended employment needs a new LCA before the worker starts there.

Auditor asksWhere is the posting record for each worksite, and were short-term placements tracked against the 30/60-day limits?
In your PAFPosting notices (or electronic-notice records) per worksite; new-worksite LCAs; placement log.
Clear
15% of certified LCAs are at Wage Level I

Level I is the entry-level prevailing-wage tier and the band DOL's Project Firewall reviews first for misclassification (senior duties filed at an entry-level wage). The national share is 17%.

Auditor asksHow was Level I justified for each role — required education, experience and the actual duties performed?
In your PAFPrevailing-wage determination and wage-level worksheet for every Level I LCA.
Clear
9% of LCAs offer a wage within 2% of the prevailing wage

Median offered wage is 14% above the DOL prevailing wage across 45 recent certified LCAs. Paying at the floor is lawful, but it invites the question of whether the wage level itself is right.

Auditor asksShow the actual wage paid (payroll) matches or exceeds the LCA wage for every worker, including benched time.
In your PAFActual-wage memorandum and pay records per LCA; wage-level rationale where the offered wage equals the PW.
Clear
Not H-1B dependent (per LCA attestation)

No additional recruitment or non-displacement attestations apply.

Auditor asksDoes the current H-1B headcount still fall under the dependency threshold?
In your PAFHeadcount snapshot supporting the non-dependent attestation at each filing.
Are you UBS Financial Services Inc.? Get the private PAF / LCA gap check.
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Public DOL disclosure data can lag actual filings by a quarter. Descriptive only — not legal advice.

For job seekers

Considering a job at UBS Financial Services Inc.?

Does UBS Financial Services Inc. sponsor H-1B visas?

Yes — UBS Financial Services Inc. sponsors H-1B workers, with 70 certified LCAs on file (FY2021–FY2026), including 18 in FY2026. The median certified salary is $155,000 (P25 $100,800, P75 $192,125). 100% of its certified filings meet or exceed the prevailing wage.

What to Know Before Applying to UBS Financial Services Inc.

Salary range
Median $155,000, typical band $100,800–$192,125.
Transfers
9% transfer share — most sponsorship is for new or continuing roles.
Typical locations
Weehawken, NJ, New York, NY, NEW YORK, NY, Coral Gables, FL.
Position type
100% of filings are full-time roles.
Common roles
Executive Director, Investment Strateg, Director, Portfolio Strategist, First Vice President, Financial Adviso.
Benchmark this employer in the H-1B database →
Looking for your next role?
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Frequently asked questions

Yes. UBS Financial Services Inc. has 70 certified Labor Condition Applications (LCAs) on file with the U.S. Department of Labor (FY2021–FY2026).

The median sponsored salary is $155,000, with a typical P25–P75 band of $100,800–$192,125 across certified LCAs.

Transfers are 9% of its filings; most sponsorship is for new or continuing employment.

No — the employer attests it is not H-1B dependent on its LCA filings.

UBS Financial Services Inc. filed 18 certified LCAs in FY2026, the most recent fiscal year of U.S. DOL disclosure data.

Top worksites include Weehawken, NJ, New York, NY, NEW YORK, NY, Coral Gables, FL.
Sponsorship data

UBS Financial Services Inc. H-1B data at a glance

Executive Summary

UBS Financial Services Inc. H-1B sponsorship at a glance, from public U.S. DOL LCA disclosure data (FY2021–FY2026).

  • Median certified salary is $155,000, typically $100,800–$192,125 (P25–P75).
  • 100% of certified filings are at or above the DOL prevailing wage.
  • Change-of-employer (transfer) share is 9% — most filings are for new or continuing employment.
  • Worksite footprint spans 9 states and 12 cities.
  • Most-sponsored roles: Executive Director, Investment Strategis, Director, Portfolio Strategist, First Vice President, Financial Advisor.
  • Filed 18 certified LCAs in FY2026, the most recent disclosure year.

Certified LCAs are a prerequisite to H-1B petitions, not visa approvals; one LCA can cover multiple workers. Descriptive only — not legal advice.

Salary Distribution

$57,500
$400,000
P25$100,800
Median$155,000
P75$192,125

The shaded band is the middle half of certified salaries (P25–P75); the bar spans the lowest to highest certified salary.

100% of certified filings at or above the DOL prevailing wage.

Wage Level Distribution

Level I
15%
Level II
16%
Level III
34%
Level IV
35%

Levels I–IV are DOL prevailing-wage experience tiers; 69% of filings are senior-level (III–IV).

Filing history

LCA filings by fiscal year

Certified LCAs per year

FY2021
19
FY2022
6
FY2025
27
FY2026
18
Fiscal yearCertifiedDeniedWithdrawnTotal
FY2021190322
FY20226006
FY2025270330
FY2026180119

Case dispositions from the U.S. DOL OFLC disclosure files. Withdrawn are LCAs that were certified and later withdrawn by the employer; they still count toward Total.

See a single year in detail:
FY2021 ›FY2022 ›FY2025 ›FY2026 ›

All LCA filings

66 filings
Job titleSalaryLevelLocationFiledStatus
Director, Software Engineer
I-202-26167-021599
$145,000/yrIIIWeehawken, NJJun 16, 2026Certified
Associate Director, Senior Wealth Strategy Associate
I-200-26146-950257
$118,000/yr—New York, NYMay 26, 2026Certified
Associate Director, Business Strategist
I-203-26140-933691
$155,000/yrIIINew York, NYMay 20, 2026Certified
Authorized Officer, Product Manager
I-200-26140-933650
$100,000/yr—Weehawken, NJMay 20, 2026Certified
Wealth Strategy Associate
I-200-26140-931354
$90,000/yrIICoral Gables, FLMay 20, 2026Certified
Director, Product Manager
I-200-26139-929130
$160,000/yrIVWeehawken, NJMay 19, 2026Certified
Associate Director, Automation Solutions Developer
I-200-26139-930077
$107,000/yrIINashville, TNMay 19, 2026Certified
Director, Product Specialist
I-200-26135-914019
$180,000/yrIVNew York, NYMay 14, 2026Certified
Employee, Associate Client Relationship Manager
I-200-26129-891132
$90,000/yr—New York, NYMay 09, 2026Certified
Employee, Client Associate
I-200-26128-886229
$72,100/yrINew York, NYMay 08, 2026Certified
Executive Director, Process Re-Engineering Lead
I-200-26118-844019
$225,000/yrIVWeehawken, NJApr 28, 2026Certified
Associate Director, Data Strategy & Business Analytics
I-200-26107-805280
$115,000/yrIIWeehawken, NJApr 17, 2026Certified
Director, Business Risk Specialist
I-200-26107-805203
$175,000/yrIIINew York, NYApr 17, 2026Certified
Associate Director, Market Administrative Officer
I-200-26107-805173
$140,000/yrIIIMiami, FLApr 17, 2026Certified
Employee, Client Associate
I-200-26107-805320
$72,100/yrINew York, NYApr 17, 2026Certified, withdrawn
Senior Vice President, Financial Advisor
I-201-26056-663470
$170,000/yrIIICoral Gables, FLFeb 25, 2026Certified
Director, Emerging Markets Strategist
I-200-26047-642808
$175,000/yrIIINew York, NYFeb 16, 2026Certified
Employee, IMA Quantitative Analyst
I-200-26022-580470
$100,000/yrIWeehawken, NJJan 22, 2026Certified
Associate Director, Data Scientist, NLP
I-200-25314-393377
$127,000/yr—Weehawken, NJNov 10, 2025Certified
Director, Initiative Manager, Field & Operational Platforms
I-200-25260-314265
$166,400/yrIIIWeehawken, NJSep 17, 2025Certified
Account Vice President, Financial Advisor
I-200-25224-235833
$70,000/yrINewport Beach, CAAug 12, 2025Certified
Executive Director, Product Owner
I-200-25209-202835
$200,000/yrIVWeehawken, NJJul 28, 2025Certified
Employee, Event Specialist
I-200-25178-134746
$87,890/yrINew York, NYJun 27, 2025Certified
Senior Vice President, International Private Wealth Advisor
I-200-25178-135781
$250,000/yrIVCoral Gables, FLJun 27, 2025Certified
Associate Dir., Product Owner, Advisory Investment Programs
I-200-25169-108962
$140,000/yrIIIWeehawken, NJJun 18, 2025Certified

One row per LCA case (its latest version), from U.S. DOL OFLC disclosure data. Salaries are the offered wage, converted to a yearly figure. Certified LCAs are not visa approvals.

Every certified LCA needs its own Public Access File. Get the private gap check →
Sponsorship insights

How UBS Financial Services Inc. sponsors H-1B talent

Petition Mix

New employment  29%Transfer (change of employer)  9%Continued employment  47%Amendments & other  16%

Worker positions by LCA filing purpose, summed across FY2021–FY2026 disclosure records.

Filing Activity by Month

Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec

Most active filing months: Apr and May — useful for timing transfer conversations.

Compliance Posture

H-1B Dependent
No
Willful Violator
No
Full-Time Positions
100%
At/Above Prevailing Wage
100%

Attestations from the employer's own LCA filings (Form ETA-9035), as disclosed by the U.S. DOL.

Roles & geography

Top sponsored roles & worksites

Top job titles

Executive Director, Investment Str
6 · $250,000
Director, Portfolio Strategist
5 · $150,000
First Vice President, Financial Ad
4 · $187,500
Authorized Officer, Financial Anal
3 · $80,000
Associate Director, Aris Business
2 · $100,800

Top worksite locations

9 states · 12 cities

Weehawken, NJ
20
New York, NY
16
NEW YORK, NY
16
Coral Gables, FL
7
WEEHAWKEN, NJ
3
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UBS Financial Services Inc. · audit readiness
1 need attention0 to watch3 clear
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