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H-1B Data › Employers › Guggenheim Securities, LLC
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H-1B Sponsor Profile

Guggenheim Securities, LLC — H-1B Visa Sponsorship Data

89 certified Labor Condition Applications on file with the U.S. Department of Labor, FY2021–FY2026.

Chicago, ILActive FY2021–FY2026Transfer-FriendlyFull-Time RolesNot H-1B Dependent
● Data current through FY2026 · sourced from U.S. DOL OFLC, updated quarterly
I work at Guggenheim Securities, LLCSee what a DOL auditor would ask about your filingsConsidering a job here?Salaries, transfers and where roles are based
Sponsors H-1B?
Yes
89 certified LCAs
FY2026 filings
4
most recent disclosure year
Median H-1B salary
$175,000
typical $150,000–$250,000
H-1B dependent?
No
per the employer's LCA attestation
Transfer share
33%
change-of-employer filings
Audit readiness Check another employer

2 items a DOL auditor would ask Guggenheim Securities, LLC about

Since September 2025, DOL's Project Firewall opens H-1B investigations without waiting for a complaint. These checkpoints come from Guggenheim Securities, LLC's own public LCA filings (FY2024–FY2026) — the same records an investigator pulls first.

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3 certified LCAs (3 positions) end within 180 days

Next end date: 2026-12-03. Employing an H-1B worker past the LCA end date without a new certified LCA is a strict-liability violation — the replacement LCA must be certified before the I-129 extension is filed.

Auditor asksWhich workers are on each expiring LCA, and is a superseding LCA already certified?
In your PAFSuperseding LCA, updated PAF entry and new posting notice for every position that continues.
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9 worksites across 5 states

Each worksite needs its own 10-business-day LCA notice and a PAF record of that posting; a move to a new area of intended employment needs a new LCA before the worker starts there.

Auditor asksWhere is the posting record for each worksite, and were short-term placements tracked against the 30/60-day limits?
In your PAFPosting notices (or electronic-notice records) per worksite; new-worksite LCAs; placement log.
Clear
11% of certified LCAs are at Wage Level I

Level I is the entry-level prevailing-wage tier and the band DOL's Project Firewall reviews first for misclassification (senior duties filed at an entry-level wage). The national share is 17%.

Auditor asksHow was Level I justified for each role — required education, experience and the actual duties performed?
In your PAFPrevailing-wage determination and wage-level worksheet for every Level I LCA.
Clear
0% of LCAs offer a wage within 2% of the prevailing wage

Median offered wage is 39% above the DOL prevailing wage across 34 recent certified LCAs. Paying at the floor is lawful, but it invites the question of whether the wage level itself is right.

Auditor asksShow the actual wage paid (payroll) matches or exceeds the LCA wage for every worker, including benched time.
In your PAFActual-wage memorandum and pay records per LCA; wage-level rationale where the offered wage equals the PW.
Clear
Not H-1B dependent (per LCA attestation)

No additional recruitment or non-displacement attestations apply.

Auditor asksDoes the current H-1B headcount still fall under the dependency threshold?
In your PAFHeadcount snapshot supporting the non-dependent attestation at each filing.
Are you Guggenheim Securities, LLC? Get the private PAF / LCA gap check.
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Public DOL disclosure data can lag actual filings by a quarter. Descriptive only — not legal advice.

For job seekers

Considering a job at Guggenheim Securities, LLC?

Does Guggenheim Securities, LLC sponsor H-1B visas?

Yes — Guggenheim Securities, LLC sponsors H-1B workers, with 89 certified LCAs on file (FY2021–FY2026), including 4 in FY2026. The median certified salary is $175,000 (P25 $150,000, P75 $250,000). With a 33% transfer share, this employer actively accepts H-1B transfers. 100% of its certified filings meet or exceed the prevailing wage.

What to Know Before Applying to Guggenheim Securities, LLC

Salary range
Median $175,000, typical band $150,000–$250,000.
Transfers
33% of filings are transfers — this employer has an established H-1B transfer track record.
Typical locations
New York, NY, NEW YORK, NY, Menlo Park, CA, Brooklyn, NY.
Position type
99% of filings are full-time roles.
Common roles
Investment Banking Associate, Investment Banking Associate, Investment Banking Analyst.
Benchmark this employer in the H-1B database →
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Frequently asked questions

Yes. Guggenheim Securities, LLC has 89 certified Labor Condition Applications (LCAs) on file with the U.S. Department of Labor (FY2021–FY2026).

The median sponsored salary is $175,000, with a typical P25–P75 band of $150,000–$250,000 across certified LCAs.

Yes — 33% of its LCA filings are change-of-employer (transfer) cases, indicating an active transfer pipeline.

No — the employer attests it is not H-1B dependent on its LCA filings.

Guggenheim Securities, LLC filed 4 certified LCAs in FY2026, the most recent fiscal year of U.S. DOL disclosure data.

Top worksites include New York, NY, NEW YORK, NY, Menlo Park, CA, Brooklyn, NY.
Sponsorship data

Guggenheim Securities, LLC H-1B data at a glance

Executive Summary

Guggenheim Securities, LLC H-1B sponsorship at a glance, from public U.S. DOL LCA disclosure data (FY2021–FY2026).

  • Median certified salary is $175,000, typically $150,000–$250,000 (P25–P75).
  • 100% of certified filings are at or above the DOL prevailing wage.
  • Change-of-employer (transfer) share is 33% — workers actively transfer to this employer.
  • Worksite footprint spans 5 states and 9 cities.
  • Most-sponsored roles: Investment Banking Associate, Investment Banking Associate, Investment Banking Analyst.
  • Filed 4 certified LCAs in FY2026, the most recent disclosure year.

Certified LCAs are a prerequisite to H-1B petitions, not visa approvals; one LCA can cover multiple workers. Descriptive only — not legal advice.

Salary Distribution

$85,000
$400,000
P25$150,000
Median$175,000
P75$250,000

The shaded band is the middle half of certified salaries (P25–P75); the bar spans the lowest to highest certified salary.

100% of certified filings at or above the DOL prevailing wage.

Wage Level Distribution

Level I
11%
Level II
48%
Level III
29%
Level IV
12%

Levels I–IV are DOL prevailing-wage experience tiers; 41% of filings are senior-level (III–IV).

Filing history

LCA filings by fiscal year

Certified LCAs per year

FY2021
27
FY2022
13
FY2023
15
FY2024
11
FY2025
19
FY2026
4
Fiscal yearCertifiedDeniedWithdrawnTotal
FY2021270330
FY2022130013
FY2023150116
FY2024111113
FY2025190120
FY20264004

Case dispositions from the U.S. DOL OFLC disclosure files. Withdrawn are LCAs that were certified and later withdrawn by the employer; they still count toward Total.

See a single year in detail:
FY2021 ›FY2022 ›FY2023 ›FY2024 ›FY2025 ›FY2026 ›

All LCA filings

77 filings
Job titleSalaryLevelLocationFiledStatus
Investment Banker/Associate
I-203-26160-995613
$175,000/yrIIINew York, NYJun 09, 2026Certified
Investment Banker/Senior Managing Director
I-200-26156-985779
$400,000/yrIVNew York, NYJun 05, 2026Certified
Legal Counsel
I-203-26090-744219
$275,000/yrIIINew York, NYMar 31, 2026Certified
Investment Banker/Associate
I-200-25309-375248
$175,000/yrIINew York, NYNov 05, 2025Certified
Equity Research VP
I-202-25255-306364
$175,000/yrIIINew York, NYSep 12, 2025Certified
Equity Research VP
I-202-25245-280571
$175,000/yrIIINew York, NYSep 02, 2025Certified
Information Security Engineer, Senior Associate
I-200-25239-270685
$115,000/yrIIChicago, ILAug 27, 2025Certified
Investment Banker/Associate
I-203-25209-203708
$175,000/yrIINew York, NYJul 28, 2025Certified
Investment Banking Vice President
I-200-25184-150492
$250,000/yrIIINew York, NYJul 03, 2025Certified
Investment Banking Associate
I-200-25150-034033
$175,000/yrIIINew York, NYMay 30, 2025Certified
Investment Banker, Associate
I-200-25134-976383
$200,000/yrIIINew York, NYMay 14, 2025Certified
Equity Research Associate
I-200-25129-957510
$150,000/yrIINew York, NYMay 09, 2025Certified
Equity Research Associate - IT Services
I-202-25129-957513
$140,000/yrIINew York, NYMay 09, 2025Certified
Investment Banker / Vice President
I-200-25106-870316
$250,000/yrIIINew York, NYApr 16, 2025Certified
Equity Research Associate
I-200-25066-757905
$165,000/yrIINew York, NYMar 07, 2025Certified
Investment Banking Associate
I-200-25066-757903
$225,000/yrIIINew York, NYMar 07, 2025Certified
Investment Banker/Senior Managing Director
I-200-25066-757901
$400,000/yrIVNew York, NYMar 07, 2025Certified
Business Controls Analyst
I-200-25066-757912
$90,000/yrINew York, NYMar 07, 2025Certified
Equity Research Associate
I-202-25015-619327
$165,000/yrIINew York, NYJan 15, 2025Certified
Equity Research Associate
I-200-25006-597503
$165,000/yrIINew York, NYJan 06, 2025Certified
Equity Research Associate
I-202-24355-561267
$165,000/yrIINew York, NYDec 20, 2024Certified
Equity Research Associate
I-200-24338-512802
$150,000/yrIIINew York, NYDec 03, 2024Certified
Investment Banker, VP
I-200-24320-477608
$250,000/yrIIINew York, NYNov 15, 2024Certified
Investment Banking Managing Director
I-200-24263-350557
$300,000/yrIVNew York, NYSep 19, 2024Certified
Investment Banker/Senior Managing Director
I-203-24177-145032
$400,000/yrIVNew York, NYJun 25, 2024Certified

One row per LCA case (its latest version), from U.S. DOL OFLC disclosure data. Salaries are the offered wage, converted to a yearly figure. Certified LCAs are not visa approvals.

Every certified LCA needs its own Public Access File. Get the private gap check →
Sponsorship insights

How Guggenheim Securities, LLC sponsors H-1B talent

Petition Mix

New employment  30%Transfer (change of employer)  33%Continued employment  32%Amendments & other  4%
High transfer share (33%) — H-1B workers actively change employers to join Guggenheim Securities, LLC.

Worker positions by LCA filing purpose, summed across FY2021–FY2026 disclosure records.

Filing Activity by Month

Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec

Most active filing months: Mar and Nov — useful for timing transfer conversations.

Compliance Posture

H-1B Dependent
No
Willful Violator
No
Full-Time Positions
99%
At/Above Prevailing Wage
100%

Attestations from the employer's own LCA filings (Form ETA-9035), as disclosed by the U.S. DOL.

Roles & geography

Top sponsored roles & worksites

Top job titles

Investment Banking Associate
18 · $173,889
Investment Banking Associate
11 · $190,818
Investment Banking Analyst
10 · $97,000
Investment Banking Vice President
8 · $240,625
Investment Banking Vice President
6 · $250,000

Top worksite locations

5 states · 9 cities

New York, NY
46
NEW YORK, NY
27
Menlo Park, CA
7
Brooklyn, NY
5
Chicago, IL
2
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Guggenheim Securities, LLC · audit readiness
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