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H-1B Sponsor Profile

SMBC Capital Markets, Inc — H-1B Visa Sponsorship Data

25 certified Labor Condition Applications on file with the U.S. Department of Labor, FY2023–FY2025.

New York, NYActive FY2023–FY2025Transfer-FriendlyFull-Time Roles
● Data current through FY2025 · sourced from U.S. DOL OFLC, updated quarterly
I work at SMBC Capital Markets, IncSee what a DOL auditor would ask about your filingsConsidering a job here?Salaries, transfers and where roles are based
Sponsors H-1B?
Yes
25 certified LCAs
FY2025 filings
3
most recent disclosure year
Median H-1B salary
$160,000
typical $132,500–$180,000
Worksite states
3
5 cities
Transfer share
72%
change-of-employer filings
Audit readiness Check another employer

2 items a DOL auditor would ask SMBC Capital Markets, Inc about

Since September 2025, DOL's Project Firewall opens H-1B investigations without waiting for a complaint. These checkpoints come from SMBC Capital Markets, Inc's own public LCA filings (FY2023–FY2025) — the same records an investigator pulls first.

1 need attention1 to watch2 clear
Needs attention
5 certified LCAs (5 positions) end within 180 days

Next end date: 2026-12-20. Employing an H-1B worker past the LCA end date without a new certified LCA is a strict-liability violation — the replacement LCA must be certified before the I-129 extension is filed.

Auditor asksWhich workers are on each expiring LCA, and is a superseding LCA already certified?
In your PAFSuperseding LCA, updated PAF entry and new posting notice for every position that continues.
Watch
5 worksites across 3 states

Each worksite needs its own 10-business-day LCA notice and a PAF record of that posting; a move to a new area of intended employment needs a new LCA before the worker starts there.

Auditor asksWhere is the posting record for each worksite, and were short-term placements tracked against the 30/60-day limits?
In your PAFPosting notices (or electronic-notice records) per worksite; new-worksite LCAs; placement log.
Clear
7% of certified LCAs are at Wage Level I

Level I is the entry-level prevailing-wage tier and the band DOL's Project Firewall reviews first for misclassification (senior duties filed at an entry-level wage). The national share is 17%.

Auditor asksHow was Level I justified for each role — required education, experience and the actual duties performed?
In your PAFPrevailing-wage determination and wage-level worksheet for every Level I LCA.
Clear
12% of LCAs offer a wage within 2% of the prevailing wage

Median offered wage is 10% above the DOL prevailing wage across 25 recent certified LCAs. Paying at the floor is lawful, but it invites the question of whether the wage level itself is right.

Auditor asksShow the actual wage paid (payroll) matches or exceeds the LCA wage for every worker, including benched time.
In your PAFActual-wage memorandum and pay records per LCA; wage-level rationale where the offered wage equals the PW.
Are you SMBC Capital Markets, Inc? Get the private PAF / LCA gap check.
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Public DOL disclosure data can lag actual filings by a quarter. Descriptive only — not legal advice.

For job seekers

Considering a job at SMBC Capital Markets, Inc?

Does SMBC Capital Markets, Inc sponsor H-1B visas?

Yes — SMBC Capital Markets, Inc sponsors H-1B workers, with 25 certified LCAs on file (FY2023–FY2025), including 3 in FY2025. The median certified salary is $160,000 (P25 $132,500, P75 $180,000). With a 72% transfer share, this employer actively accepts H-1B transfers. 100% of its certified filings meet or exceed the prevailing wage.

What to Know Before Applying to SMBC Capital Markets, Inc

Salary range
Median $160,000, typical band $132,500–$180,000.
Transfers
72% of filings are transfers — this employer has an established H-1B transfer track record.
Typical locations
New York, NY, Jersey City, NJ, Charlotte, NC, Mooresville, NC.
Position type
100% of filings are full-time roles.
Common roles
Analyst, Risk Management Specialist, Vice President, Distributed Computing , Vice President, Senior Application Dev.
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Frequently asked questions

Yes. SMBC Capital Markets, Inc has 25 certified Labor Condition Applications (LCAs) on file with the U.S. Department of Labor (FY2023–FY2025).

The median sponsored salary is $160,000, with a typical P25–P75 band of $132,500–$180,000 across certified LCAs.

Yes — 72% of its LCA filings are change-of-employer (transfer) cases, indicating an active transfer pipeline.

SMBC Capital Markets, Inc filed 3 certified LCAs in FY2025, the most recent fiscal year of U.S. DOL disclosure data.

Top worksites include New York, NY, Jersey City, NJ, Charlotte, NC, Mooresville, NC.
Sponsorship data

SMBC Capital Markets, Inc H-1B data at a glance

Executive Summary

SMBC Capital Markets, Inc H-1B sponsorship at a glance, from public U.S. DOL LCA disclosure data (FY2023–FY2025).

  • Median certified salary is $160,000, typically $132,500–$180,000 (P25–P75).
  • 100% of certified filings are at or above the DOL prevailing wage.
  • Change-of-employer (transfer) share is 72% — workers actively transfer to this employer.
  • Worksite footprint spans 3 states and 5 cities.
  • Most-sponsored roles: Analyst, Risk Management Specialist, Vice President, Distributed Computing En, Vice President, Senior Application Devel.
  • Filed 3 certified LCAs in FY2025, the most recent disclosure year.

Certified LCAs are a prerequisite to H-1B petitions, not visa approvals; one LCA can cover multiple workers. Descriptive only — not legal advice.

Salary Distribution

$95,000
$190,000
P25$132,500
Median$160,000
P75$180,000

The shaded band is the middle half of certified salaries (P25–P75); the bar spans the lowest to highest certified salary.

100% of certified filings at or above the DOL prevailing wage.

Wage Level Distribution

Level I
7%
Level II
37%
Level III
0%
Level IV
56%

Levels I–IV are DOL prevailing-wage experience tiers; 56% of filings are senior-level (III–IV).

Filing history

LCA filings by fiscal year

Certified LCAs per year

FY2023
2
FY2024
20
FY2025
3
Fiscal yearCertifiedDeniedWithdrawnTotal
FY20232002
FY2024200121
FY20253025

Case dispositions from the U.S. DOL OFLC disclosure files. Withdrawn are LCAs that were certified and later withdrawn by the employer; they still count toward Total.

See a single year in detail:
FY2023 ›FY2024 ›FY2025 ›

All LCA filings

26 filings
Job titleSalaryLevelLocationFiledStatus
Vice President, Senior Application Developer
I-200-24303-439685
$160,000/yrIVCharlotte, NCOct 29, 2024Certified
Director, Market Risk
I-200-24298-431371
$190,000/yrIVNew York, NYOct 24, 2024Certified
Vice President, Senior Software Engineer
I-200-24292-416945
$180,000/yrIVJersey City, NJOct 18, 2024Certified
Vice President, Database Administration & Design
I-200-24267-358470
$160,000/yrIVJersey City, NJSep 23, 2024Certified
Vice President, Senior Application Developer
I-200-24263-349488
$190,000/yrIVJersey City, NJSep 19, 2024Certified
Associate, Desk Strats
I-200-24255-331584
$160,000/yrIINew York, NYSep 11, 2024Certified
Analyst, Risk Management Specialist
I-200-24248-312526
$100,000/yrINew York, NYSep 04, 2024Certified
Associate, Trading Risk and Control
I-200-24229-273926
$150,000/yrIINew York, NYAug 16, 2024Certified
Vice President, Senior Data Engineer
I-200-24193-191449
$180,000/yrIVJersey City, NJJul 11, 2024Certified
Associate, Credit Specialist
I-200-24181-162926
$115,000/yrIINew York, NYJun 29, 2024Certified
Vice President, Senior Business Analyst
I-200-24181-162928
$170,000/yrIVMooresville, NCJun 29, 2024Certified
Associate, Governance and Audit Response
I-200-24181-162931
$130,000/yrIIWhite Plains, NYJun 29, 2024Certified
Vice President, Distributed Computing Engineer
I-200-24158-079399
$160,000/yrIVJersey City, NJJun 06, 2024Certified
Vice President, Distributed Computing Engineer
I-200-24156-071149
$160,000/yrIVJersey City, NJJun 04, 2024Withdrawn
Associate, Product Control
I-200-24131-984087
$115,000/yrIINew York, NYMay 10, 2024Certified
VP, Front Office Business Analyst / Project Manager
I-200-24127-959942
$180,000/yrIVNew York, NYMay 06, 2024Certified
Associate, Technology Business Management
I-200-24115-921387
$130,000/yrIINew York, NYApr 24, 2024Certified
Associate, Market Risk Analytics
I-200-24114-915168
$135,000/yrIINew York, NYApr 23, 2024Certified
Vice President, Senior Developer
I-200-24095-858336
$170,000/yrIVNew York, NYApr 04, 2024Certified
Vice President, Quality Assurance Functional Test Lead
I-200-24082-824288
$180,000/yrIVNew York, NYMar 22, 2024Certified
Vice President, Senior Software Engineer
I-200-24023-660160
$180,000/yrIVNew York, NYJan 23, 2024Certified
Vice President, Senior Network Engineer
I-200-23356-590046
$180,000/yrIVNew York, NYDec 22, 2023Certified
Associate, Software Engineer
I-200-23346-559950
$140,000/yrIINew York, NYDec 12, 2023Certified
Vice President, Sr Software Engineer
I-200-23341-552632
$190,000/yrIINew York, NYDec 07, 2023Certified
Analyst, Risk Management Specialist
I-200-23240-300136
$95,000/yrINew York, NYAug 28, 2023Certified

One row per LCA case (its latest version), from U.S. DOL OFLC disclosure data. Salaries are the offered wage, converted to a yearly figure. Certified LCAs are not visa approvals.

Every certified LCA needs its own Public Access File. Get the private gap check →
Sponsorship insights

How SMBC Capital Markets, Inc sponsors H-1B talent

Petition Mix

New employment  17%Transfer (change of employer)  72%Continued employment  7%Amendments & other  3%
High transfer share (72%) — H-1B workers actively change employers to join SMBC Capital Markets, Inc.

Worker positions by LCA filing purpose, summed across FY2023–FY2025 disclosure records.

Filing Activity by Month

Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec

Most active filing months: Jun and Apr — useful for timing transfer conversations.

Compliance Posture

Willful Violator
No
Full-Time Positions
100%
At/Above Prevailing Wage
100%

Attestations from the employer's own LCA filings (Form ETA-9035), as disclosed by the U.S. DOL.

Roles & geography

Top sponsored roles & worksites

Top job titles

Analyst, Risk Management Specialis
2 · $97,500
Vice President, Distributed Comput
2 · $160,000
Vice President, Senior Application
2 · $175,000
Vice President, Senior Developer
2 · $170,000
Vice President, Senior Software En
2 · $180,000

Top worksite locations

3 states · 5 cities

New York, NY
19
Jersey City, NJ
6
Charlotte, NC
1
Mooresville, NC
1
White Plains, NY
1
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SMBC Capital Markets, Inc · audit readiness
1 need attention1 to watch2 clear
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